Maxwell Smith

Chief Operations Officer, Founding Partner

Years of Experience: 15 years

Educational Background

  • University of Colorado Denver, BA, Economics

Other Notable Information

  • Max’s primary focus has been in operations and mergers and acquisitions with close to $6 billion in AUM with breakaway, mergers and acquisitions experience
  • Max is a founding partner and serves as the firm’s chief operations officer managing the operations of the firm day-to-day as well as assisting advisors in transitions to Private Wealth
  • Max is a member of the Executive Committee and co-chairs the Operations Committee
  • Maxwell is co-author of Breaking Through the Wall: A Financial Advisor’s Guide to Grow, Scale, and Monetize Your Business for Millions